
Infections in Oncology
Infections in HIV-Infected Patients with Malignancy
Mark A. Brown, MD, and Jeffrey P. Nadler, MD
Division of Infectious Diseases and Tropical Medicine at the University of South Florida
and H. Lee Moffitt Cancer Center & Research Institute, Tampa, Fla
This article has been adapted and reprinted with permission from the following book:
Greene JN, Hiemenz JW, eds. Infectious Infectious Disease Clinics of North America.
Philadelphia, Pa: WB Saunders Co; 1996:401-412.
Introduction
The 15th year of the human immunodeficiency virus (HIV) epidemic is upon us. During
this time, we have seen the onslaught of secondary infections that has made HIV the No. 1
cause of death for persons aged 25 to 44 years in the United States.[1] Within the United
States alone, there are approximately 1 million HIV-positive patients, and one quarter of
these have the acquired immunodeficiency syndrome (AIDS).[2,3] With the increasing
prevalence of HIV infection, better combination treatment regimens, and preventive therapy
for opportunistic infections, physicians will be caring for an ever increasing number of
survivors with an ever dwindling immune function. The combined risk factors of these
diseases present challenges in the evaluation and treatment of infections. The incidence
of neoplasia (lymphoma and Kaposi's sarcoma [KS]) increases as the CD4 counts in
HIV-infected patients drops -- a phenomenon often concurrent with an increase in
opportunistic infections.
Changes in Mortality From HIV Infection and AIDS
We are becoming adept at extending the life of HIV-infected patients, especially those
at the end stages of disease. This capability can be attributed to such factors as
widespread antiretroviral use and effective prophylaxis against secondary infections.
Death rates from HIV disease increase yearly, though an analysis of mortality statistics
reveals significant changes in secondary causes of death.[4] Death certificate
documentation from 1987 to 1992 indicated a total of 140,461 deaths were related to HIV
disease, and the reported annual death rate due to HIV disease doubled (from 10,001 in
1987 to 24,230 in 1992). The leading secondary cause of death was pneumonia from
unspecified organisms (17%). Its incidence had not risen; rather, other causes had
declined. Specifically, the incidence of Pneumocystis carinii pneumonia (PCP)
disease dropped from 32.5% to 13.8%, and slight declines in deaths caused by
cryptococcosis and candidiasis were noted. Other causes subsequently increased, including Mycobacterium
avium complex (MAC) (12%), cytomegalovirus (CMV) disease (10%), septicemia (11.5%),
and non-Hodgkin's lymphoma (NHL) (5.7%).4 It is likely these changes are due, at least in
part, to better prophylaxis, heightened awareness, and improved treatment of specific
opportunistic infections (eg, PCP). The proportion of deaths from KS (10.4%) and NHL
(5.7%) illustrates the significant fraction of HIV-positive persons who die of cancer.[4]
A study by Katz et al[5] examined the extent of NHL in a cohort of homosexual men from
San Francisco. Based on HIV-positive men dying prior to February 1993, they found 12.6% of
AIDS patients had a diagnosis of NHL at some point. Although the frequency remains
unchanged, the total number of patients involved increases as longevity with this disease
increases. This study also reported the significant number of PCP-, MAC-, and CMV-related
infections. In this limited population from the San Francisco City Clinic Cohort, the
leading initial and lifetime occurrence diagnoses were PCP and KS, both of which are
associated with HIV infection and man-to-man sexual contact. PCP and KS affected 66% and
50%, respectively, of the study population. CMV disease and MAC were also significant,
comprising 30% and 20%, respectively, of the lifetime diagnoses (Figure). However, the
number of deaths of HIV-infected patients due to malignancies other than KS or NHL was not
addressed.
In a retrospective review[6] of 565 autopsies comparing two study periods - from 1982
to 1988 and from 1989 to May 1993 - the frequency of PCP was high, but far fewer adult
patients with AIDS died with PCP in the 1989-1993 period compared with the 1982-1988
period. The authors determined the frequency of varying diagnoses and the frequency of
those resulting in death. Concurring with other studies, this review showed PCP as a
decreasing trend but still the most frequent cause of death in both study periods. Fungal
infections, including candidiasis and other yeast forms, comprised the next most frequent
causes of death in the 1989 to 1993 study period, which is greater than that demonstrated
in other reports.[4,5] This discrepancy is explained in part by differences in study
methods (specifically, the exclusion of Candida infections[4] or filamentous fungi and
non-Candida yeasts[5]). It is also alarming given the improvements in antifungal therapy
during this same time period. Analysis of the same data revealed a slightly higher
frequency of malignant lymphomas diagnosed between the study periods - from 12.9% in
1982-1988 to 15.9% in 1989-1993- and a significantly high death rate (60%) from those
affected was reported in patients with lymphoma.[6] Individuals with malignancy and HIV
infection appear to have the greatest burden of infections.
We are better able to extend the survival of patients with AIDS, despite their profound
immunosuppression. Median survival increased from 12 months to 20 months during the first
decade of this syndrome,[5] and living with AIDS has been positively associated with
retroviral therapy since 1988.[6] Our improved ability to care for and extend the lives of
patients with HIV infection, however, also increases the complexity of care associated
with these patients. This supports previous reports that anticipated an increase in
lymphoma incidence as therapy for HIV disease improves.[7] Although patients with both HIV
disease and cancer represent a small percentage overall, they will present an increasingly
common challenge for physicians.
Tumors and HIV Infection
AIDS-Defining Tumors
Since 1991, over 2,500 entries focusing on HIV infection and neoplasms have been added
to the MEDLINE database. Currently, only three types of malignancy in the setting of HIV
disease denote a diagnosis of AIDS regardless of CD4 counts: KS, high-grade B-cell and
primary central nervous system NHLs, and invasive cervical carcinoma. All are associated
with progression of immunosuppression from HIV disease, have a significant clinical impact
on patients, and are treatable with current methods. The most prevalent tumors are KS and
NHL.
Kaposi's Sarcoma
The association of KS and homosexual acquisition of HIV infection has been recognized
since the early years of the epidemic.[8] KS remains the most prevalent of all
HIV-associated malignancies. Skin is the most common of a variety of body sites that can
be involved (Table 1). Geographic distributions, possibly influenced by cultural sexual
practices, also have been documented. KS occurs primarily in men practicing receptive anal
intercourse. A plausible explanation for this epidemiologic finding has been recently
reported in the discovery of a KS-associated herpes virus.[9]

Several attempts have been made to stage KS in patients with AIDS.[10,11] Patients are
assessed on functional status, the extent of tumor involvement, and the degree of immune
suppression. Poor prognostic factors include visceral organ involvement, a CD4 count of
less than 200 cells/µL, and evidence of other systemic illness.
AIDS-Defining Lymphomas
Autopsy studies have shown the most common sites for all types of lymphoma (besides
lymph nodes themselves) are the lung, biliary tree, central nervous system, spleen,
kidney, and small and large bowel (Table 2).[6] Since 1985, the Centers for Disease
Control and Prevention has included high-grade B-cell and central nervous system lymphomas
as AIDS-defining illnesses. Epidemiologic studies show an increased risk of NHL (198-fold)
in HIV-infected patients who have a previous diagnosis of KS.[12] A small subset of
HIV-associated lymphomas, the so-called body-cavity-based lymphomas, have been identified
with KS-associated herpesvirus.[13] Several reports document the association between HIV
infection and lymphoma, its occurrence with later stages of HIV disease, and the generally
poor outcome.[7,14,15] These patients typically present with accentuated clinical findings
compared with their uninfected counterparts. The specific symptoms are related to the
organs involved, with a majority of patients having extensive involvement at presentation.
"B" symptoms are common, with fever predominating. Sources of fever can be
difficult to discern due to the broad spectrum of both common and opportunistic infections
occurring in patients with advanced HIV disease.
Other Malignancies
In addition to the previously named AIDS-defining tumors, a variety of
lymphoproliferative malignancies, squamous cell carcinomas, germ-cell tumors, and
malignancies of the alimentary tract have been reported in HIV-infected patients.[16-18]
As control of HIV infection improves and as patients age, malignancies common in the
uninfected population will be encountered.
Hodgkin's Disease
The increased incidence of Hodgkin's disease with HIV infection has received special
interest,[19-21] although the risk is negligible in comparison to KS and lymphoma.
Patients typically present with advanced disease, have aggressive histologic subtypes, and
respond poorly to therapy.[22] In two studies[19,21] totalling 64 patients with Hodgkin's
disease, 42 developed an opportunistic infection. PCP predominated, occurring in 16
patients. Other entities included pulmonary Mycobacterium tuberculosis (12),
esophageal candidiasis (9), MAC (7), and CMV disease (3). Syphilis was recorded in two
patients and should be considered in all patients infected with HIV. Syphilis is easily
overlooked in hospitalized cancer patients.
HIV infection resulting from intravenous drug use has been associated with the
development of Hodgkin's disease.[21,23] In a comparison of HIV-infected and -uninfected
patients with Hodgkin's disease, age appeared to be a differentiating factor, with HIV
patients presenting in the third and fourth decade of life (median age = 33 years).[19]
Patients with Hodgkin's disease usually present with a bimodal age distribution (less than
35 or more than 50 years of age). In the future, this lymphoma subtype may be recognized
as an AIDS-defining illness.
Lung Carcinoma
Carcinoma of the lung is an unusual occurrence in patients with HIV infection. In a
review by Flores et al,[24] adenocarcinoma was identified as the predominant histologic
type of primary lung malignancy in HIV-infected patients. HIV-positive patients with lung
carcinoma had an earlier age of onset (mean age = 48 years), more advanced disease at
presentation, poorer response to treatment, and shorter survival (median = three months)
than their uninfected counterparts. Most of the 19 patients were smokers and had AIDS with
a median CD4 count of 121 cells/µL at diagnosis. Mucocutaneous candidiasis (eight
patients), PCP (five), and M. tuberculosis (six) were the most commonly reported
infections. Syphilis was found in seven patients, which emphasizes the importance of
screening for other sexually transmitted diseases, including hepatitis B and C.
Surprisingly, 13 patients were diagnosed with lung cancer either before (two patients) or
within one month (11 patients) of the diagnosis of HIV infection. Several issues (eg,
economic status, access to health care) may have influenced the finding of advanced stages
of disease at diagnosis of lung cancer, but advanced disease stages with aggressive tumor
subtypes are more common in younger age groups. The association of PCP and pulmonary M.
tuberculosis was reinforced in an expanded study [17] in which patients typically
presented with a peripheral nodule in the upper lobes and a history of PCP or pulmonary M.
tuberculosis. The issue of optimal therapy, particularly surgical resection, has yet
to be addressed in this population of patients. Although they comprise a small subset of
HIV-infected patients with cancer, patients with lung carcinoma present unique challenges
in selecting modalities of therapy and in treating concurrent pulmonary infections.
Germ-Cell Tumors
An uncommon but highly treatable disease in HIV-infected men is cancer of germ-cell
origin.[18,25] The peak incidence of both HIV disease and testicular cancer overlaps (20
to 35 years of age). At present, no evidence is available to confirm an increased
incidence of germ-cell tumors in patients with HIV infection. These tumors remain an
important entity, however, due to their epidemiology, their positive response to combined
modality therapy, and the apparent lack of HIV progression during or immediately following
treatment.[18]
Risk Factors for Infection
The onset of infection represents an imbalance of host immunity and the combination of
path-ogen virulence and quantity. Risks associated with the unique population of
HIV-positive patients with cancer are outlined.
Neutropenia
Defective cellular immunity is the most significant risk factor for
infection in patients with HIV disease and cancer. Reduction in the circulating absolute
granulocyte count (AGC <500 cells/µL) in both populations is common during the later
stages of disease or while undergoing cytotoxic therapies. Risk of infection from both
opportunists and endogenous microorganisms is exaggerated during this period, especially
when profound neutropenia occurs (AGC <100 cells/µL). Causes of neutropenia include
decreased production of white cells from marrow suppression, impaired granulocyte
function, or increased destruction and sequestration (Table 3). Neutropenia is a major
toxicity that limits chemotherapy dosage. HIV-infected patients are not spared this
complication, and recent trials have shown neutropenia to be a dose-limiting side
effect.[26] The risk of infection in neutropenic patients due to HIV disease has been
questioned by Farber et al.[27] These investigators found no significant difference in
frequency of infections during neutropenia and nonneutropenic periods in the same
patients. Limitations of this study are the higher than usual level of AGC (1000
cells/µL) used to define neutropenia, the clinical association of fever, and its
antedating the common availability of colony-stimulating factors for support. However, a
higher incidence of bacterial infections was noted in patients with neutropenia attributed
to hematologic malignancies when compared with HIV-infected neutropenic patients.
The more complex issue of neutropenia associated with antineoplastic chemotherapy also
has been addressed.[28] Hambleton et al[28] found no additional risk of bacteremia or
death associated with chemotherapy vs other causes of neutropenia in HIV-positive
patients. Poor outcomes were associated with sepsis, pneumonia, and bacteremia; their most
common blood isolates were Escherichia coli, viridans streptococci, and Staphylococcus
aureus. In the neutropenic patients not receiving chemotherapy, all had CD4 counts of
less than 200 cells/µL. In a more recent study[29] of HIV-infected patients with varying
degrees of neutropenia (AGC <1000, <750, and <500 cells/µL), patients were
matched for HIV staging based on CD4 counts. Individual bacterial infections were similar
in the two studies; however, bacterial infections were more common in neutropenic
patients, especially when the AGC was <500 cells/µL (relative risk = 7.92).[29]
Disruption of Mechanical Barriers
Defects in the natural immune barriers of skin and mucous membranes are important
contributors to infection in patients with HIV disease and cancer. The more familiar
scenarios are mucositis from cytotoxic agents or iatrogenic penetration of the skin for
vascular catheterization.[30] Mucositis and stomatitis in HIV-infected patients may have
several causes. Mucosal damage may be caused by cytotoxic agents or antiretroviral drugs,
or it may be induced by agents used for prophylaxis (eg, trimethoprim-sulfamethoxazol and
dapsone). Infectious mucositis from Candida sp, herpes simplex virus (HSV), and CMV
disease occurs in late-stage AIDS.
A unique concern in HIV-infected patients with cancer is mucosal damage from tumor
involvement of the alimentary or respiratory systems, as well as the high microbial milieu
contained within. KS occurs frequently in these organs.[6] Campylobacter bacteremia
has been associated with gastrointestinal KS.[31,32] External-beam radiation therapy can
produce mucosal erosions, and increased radiation sensitivity of mucous membranes in
HIV-positive patients has been anecdotally reported.[33,34]
Nutrition
The importance of nutrition in maintaining immune function is often underemphasized in
the management of severely compromised patients. For patients with HIV infection, this
problem is often compounded by "wasting disease" in the later stages of AIDS.
Mortality is closely allied with loss of lean body mass.[5] Supplemental protein-calorie
intake can be administered either intravenously or via enteral feeding tubes, although use
of these methods contributes to the risk of infection. The complex issues involved in
ensuring adequate nutrition for HIV-infected patients with cancer require a
multidisciplinary management approach. Early recruitment of dietitians to assess progress
in protein-calorie nutrition is recommended.
Because of its ready availability for abuse and the ability to replace calories without
protein and other nutrients, the recreational drug ethanol is unique compared with other
habitual substances[35] and must be considered in initial nutritional evaluations.
Specific Pathogens
Opportunistic infections and their relationship to progressive immune
dysfunction in AIDS are well documented.[36] Table 4 outlines the more common
opportunistic infections and the CD4 counts at which they tend to occur. A difficult issue
in the clinical evaluation of HIV-infected cancer patients is establishing if a problem is
related to the HIV infection, to the underlying malignancy, or to both. Kuruvilla et
al[37] describe an AIDS patient with coexistent oral cryptococcus and KS, despite systemic
therapy with amphotericin B. In another case, histoplasmosis has been demonstrated in KS
lesions.[38] These two cases illustrate the possibility of tumor (KS in this case)
rendering antimicrobial therapy ineffective. Bacillary epithelioid angiomatosis (BA) can
be confused with KS. In a report by Steeper et al,[39] new lesions involving the viscera
were initially attributed to KS. Subsequent special staining techniques proved BA
involvement, which responded to antimicrobial therapy. Although KS was a background
diagnosis, the importance of monitoring for other HIV-associated pathogens must be
emphasized. Commonly associated with cutaneous lesions, both KS and BA can be found in
bony structures, with BA predominating. Isenbarger and Aronson[40] recently compared the
osseous involvement of KS and BA and found that fever and bone pain were more common in
BA. CMV disease can even masquerade as pulmonary nodules in an AIDS patient with NHL and
KS,[41] thereby adding to the already extensive list of infections and neoplasms
associated with pulmonary infiltrates in AIDS. Even common opportunistic infections in HIV
can have unusual presentations when combined with malignancy. Histopathologic and
microbiologic evaluations are necessary for reliable diagnosis.
Therapy Strategies
Prophylaxis
General recommendations for the prevention of opportunistic infections in HIV have been
established by a joint consensus from the United States Public Health Service and the
Infectious Disease Society of America.[42] The strongest evidence supports systemic
therapy with oral trimethoprim-sulfamethoxazole for both primary PCP and toxoplasmosis
reactivation. Due to the close association between pulmonary M. tuberculosis and
AIDS, routine screening with purified protein derivative is recommended, especially for
HIV-infected cancer patients who typically have advanced disease. Anergic patients with
risk factors for tuberculosis exposure should consider taking isoniazid therapy for 12
months. Other regimens are tailored to the tolerance of the antimicrobial agents and the
local prevalence of a specific opportunistic pathogen. Beyond antimicrobial therapy aimed
at specific pathogens, this report promotes strategies to avoid exposure to likely
pathogens.
Vaccination against pneumococcus and hepatitis B for high-risk, susceptible patients is
recommended. Annual influenza vaccinations are recommended to reduce the predisposition to
secondary bacterial pneumonia and sinusitis. Vaccination against Haemophilus influenzae
also can be considered.
Antiretroviral Therapy
Recent elucidation of the rapid kinetics of HIV infection offers a compelling argument
for continuing antiretroviral therapy during hospitalization for acute illness or
administration of cytotoxic chemotherapy or radiation therapy.[43,44] Previously,
antiretroviral therapy was commonly suspended during such periods. The myelotoxic effects
of zidovudine, the most widely used antiretroviral agent, have been a concern, especially
in cancer patients undergoing cytotoxic therapy. Newer antiretroviral agents are generally
not myelotoxic and can safely be used during cancer chemotherapy. Cytokines, such as
recombinant erythropoietin and granulocyte colony-stimulating factor, also reduce
myelotoxic effects in HIV-positive patients.[45,46]
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This article has been adapted and reprinted with permission from the following book:
Green JN, Hiemenz JW, eds. Infectious Disease Clinics of North America.
Philadelphia, Pa: WB Saunders Co; 1996;401-412.
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