Background: Molecular techniques have been developed recently
to assess for circulating tumor cells. This molecular staging of prostate
cancer uses the reverse transcription-polymerase chain reaction (RT-PCR)
to detect cells that contain PSA or PSMA in the bloodstream. Currently,
the clinical application of this concept is controversial.
Methods: The authors discuss the current status of
molecular biologic methods to detect circulating prostate cancer cells.
They report on the limitations of the technology and the advances that
will allow the quantification of these circulating cells.
Results: Studies generally indicate an increasing level
of PSA RT-PCR positivity as disease advances. However, reports have
been significantly diverse, and there is no clear explanation for this
disparity.
Conclusions: The determination of the circulating
prostate cancer cell load by RT-PCR or other techniques may prove to be
useful in the management of patients with prostate cancer, but questions
remain to be answered before we can develop and assess new therapeutic
strategies that will advance the treatment of prostate cancer before metastasis
becomes evident. A better understanding of the biology of tumor cells
present in the circulatory system is also needed.
Introduction
The clinical significance of circulating prostate cancer
cells has long been questioned. In 1961, Jonasson and associates
1
reported transient dissemination of prostate cancer cells into the vena
cava as detected by a Papanicolaou stain in patients undergoing a rectal
massage or a transurethral resection of the prostate. Interestingly, these
cells reached peak detectable levels in the first 10 minutes after the
massage and were cleared after 30 minutes. Other circulating cancer cell
studies also suggested that these cells perish in the blood stream. Engells
colon cancer study
2 in 1955 concluded that approximately 50%
of patients surviving five to nine years had venous tumor cells detected
at the time of surgery, implicating that most of these cells were destroyed
in the circulation.
These early studies were met with skepticism due
to a lack of consensus on what constituted a circulating cancer cell. In
1969, the National Cancer Institute reviewed 81 cytologic photographs and
concluded that only four fulfilled the criteria of a "suspicious" cell.3
In 1975, Salsbury3 conducted a 20-year literature review, and
he concluded that it would be doubtful that circulating cancer cells would
carry any prognostic value. Hence, this field subsequently remained relatively
dormant until the advent of the molecular PCR and RT-PCR technology.
In 1992, our group revisited the concept that circulating
prostate cells could be detected using molecular biologic methods. Using
RT-PCR targeted at prostate-specific antigen (PSA) mRNA, we collected peripheral
blood of men with newly diagnosed metastatic prostate cancer and demonstrated
that there were cells in the circulation that could be detected by molecular
methods.4 Using this technology, other groups later demonstrated
that 38.5% with clinically localized disease were PSA RT-PCR positive with
a strong statistical correlation to pathologic stage.5 Others
have not been able to corroborate these staging results.6
This review examines controversial issues surrounding
the significance of circulating prostate cancer cells and updates investigators
on the current biotechnological advances that allow us to detect, quantitate,
and isolate circulating prostate cancer cells with unprecedented accuracy.
These detection methods may significantly change our understanding and
treatment of this disease.
Epidemiology and Biology of Prostate Cancer Metastasis
In 1998, approximately 182,000 new prostate cancer cases
will be diagnosed, of which approximately 50% will undergo radical prostatectomy
based on historic trends.
7 In 22% to 45% of these cases, the
operation may fail signaled by a detectable serum PSA, suggesting that
up to 41,000 men will harbor persistent cancer.
7,8 Similarly,
men undergoing definitive radiotherapy will likely face similar recurrences.
Many patients treated with such curative intent will manifest disease recurrence
at distant sites such as bone.
The development of metastasis is a complex process
that includes the exodus of tumor cells from the organ, survival of cells
in the circulation, and establishment of a metastatic deposit. Bone metastasis
is the eventual site of spread in over 85% of cases.9 Non-osseous
cancer can invade the skeleton via three mechanisms: direct extension,
retrograde venous flow, and the general arterial circulation.10
Prostate cancer initially invades the cancellous marrow and, at autopsy,
the most common metastatic sites in decreasing order are the spine, femur,
pelvis, ribs, sternum, and skull.9,10 These sites mirror the
distribution of active red marrow. Hence, the pattern of prostate cancer
bone invasion and distribution is most consistent with dissemination through
the systemic arterial system.9,10 Studies in animals demonstrate
that the primary requisite for vertebral metastasis is a hematopoietic
marrow with access gained through the arterial system.11,12
These animal models also require that cells be injected
into the left ventricle. This mechanism of tumor dissemination is used
due to the fact that 98% of cancer cells injected into the tail vein are
cleared in the pulmonary vascular bed in a single pass.13 Solid
tumor animal studies show that at least 10,000 tumor cells may be required
for intravenous injection in order to form a single metastatic deposit.14,15
Extrapolating this to man, at least 2 cells per mL of blood may be needed
in the circulation to form a single metastatic deposit. This is an exquisitely
low level of cells to detect by standard pathologic or cytologic means.
These observations led us to develop a method to
detect prostate cancer cells in the circulation by using RT-PCR.4
We demonstrated that prostate cancer cells could be detected in the circulation
of patients with metastatic prostate cancer and that women and negative
controls failed to detect any prostate cells in the circulation. It should
be stressed that these initial observations neither quantitated nor positively
characterized the prostate cells as cancerous. However Tso and colleagues16
were recently able to isolate and characterize these as "prostate cancer
cells" in the peripheral blood of patients with advanced prostate cancer
at a concentration of 1 to 20 cells per 1 mL of whole blood.
The body of literature suggests that when these cells
are detected through a properly designed RT-PCR protocol, they are of a
malignant phenotype. Since our first 1992 PSA RT-PCR report, there has
been a rapid expansion in the literature to use this technique to stage
prostate cancer. This attempt to detect cells outside the prostate has
been generally referred to as "molecular staging."6
Summary of Clinical Studies Using RT-PCR
to Detect Circulating Prostate Cancer Cells |
| Year |
Investigators |
Normal Controls |
Organ Confined |
Non-Organ Confined |
Advanced Metastatic |
| 1992 |
Moreno et al4 |
0% |
NA |
NA |
33% |
| 1994 |
Katz et al5 |
0% |
9% |
65% |
77.8% |
| 1994* |
Israeli et al32 |
2% |
0% |
6.7% |
25% |
| 1994 |
Seiden et al18 |
0% |
NA |
NA |
31% |
| 1995 |
Ghossein et al19 |
0% |
16% |
30% |
35% |
| 1996 |
Sokoloff et al20 |
0% |
59% |
72% |
88% |
| 1996 |
Melchior et al33 |
0% |
16% |
27% |
71% |
| 1997 |
Olsson et al22 |
0% |
12% |
27% |
71% |
| 1997 |
Corey et al34 |
0% |
22% |
16% |
46% |
| 1998** |
Grasso et al23 |
0% |
5% |
19% |
64% |
| |
| * PSMA primers |
| ** PSA and PSMA primers |
Molecular Staging With RT-PCR
RT-PCR has been used to detect prostate cells in the
peripheral blood, lymph nodes, and bone marrow and at the operative field.
6
However, most clinical molecular staging studies have been performed on
peripheral blood samples.
The principal steps of molecular staging involve
a peripheral phlebotomy, whole blood fractionation, RNA extraction, reverse
transcription, PCR amplification, and detection of the PCR products.6,17
Approximately 6 to 8 mL of peripheral venous blood is initially subjected
to centrifugation on a Ficoll density gradient to isolate mononuclear cells.
Our work demonstrated that PSA-expressing cells and mononuclear cells cofractionate
in the Ficoll-gradient "buffy coat" in clinical samples from patients.4
In the latest technique, blood is drawn directly into a CPT Vacutainer
tube (Becton Dickinson Vacutainer Systems, Franklin Lakes, NJ) that allows
fractionation of the blood without a time-consuming Ficoll gradient. Cells
of the isolated buffy coat are lysed and mRNA is isolated by chemical separation
using a modifications of the guanidinium isothiocyanate-phenol-chloroform
extraction, a standard molecular biology technique.6 RT-PCR
is performed by an automated programmable thermal controller that provides
the various temperature conditions necessary for unique primers to select
PSA mRNA and generate ample quantities of cDNA for molecular analysis.
Presence of a specific amplified gene product can be examined by agarose
gel electrophoresis and can be verified by gene sequencing, Southern blot
analysis, or restriction enzyme digest analysis. The amplification of a
specific PSA gene product should correlate with the presence of PSA-expressing
prostatic cells in the peripheral circulation.
The sensitivity of detection by RT-PCR has been estimated
as 1 cell in 107 to 108 mononuclear cells.6
PSA RT-PCR positivity in metastatic prostate cancer cases ranges between
31% and 88%. In negative normal controls, the false-positive rate has been
mostly zero, but recent reports have suggested a range between 10% and
20%, suggesting that these highly sensitive assays may detect a potentially
problematic background expression of PSA (M. OHara, unpublished data,
1998). It should be noted that primers to prostate-specific membrane antigen
(PSMA) have also been used in the RT-PCR assay for prostate cancer, with
the results not significantly improved over PSA.6
The results of published clinical studies on PSA
RT-PCR in the peripheral blood are summarized in the Table. In the first
clinical report describing this approach, we examined patients with stage
D0-3 (occult, nodal, or bone metastasis) to determine if PSA-expressing
cells could be detected in the peripheral venous blood. The RT-PCR assay
was positive in one third of the cases (4 of 12 cases), implicating the
presence of circulating prostatic cells.18 In control patients
(men with clinically diagnosed benign prostatic hypertrophy or women),
the RT-PCR assay was negative (0 of 17 cases).4 Using a modified
PSA RT-PCR assay, researchers at Columbia University found that all negative
controls tested negative, while 14 (77.8%) of the 18 metastatic cases tested
positive.5 More importantly, they found a statistically significant
correlation between pathologic stage and PSA RT-PCR that was positive in
25 (38.5%) of the 65 radical prostatectomy cases.
However, other investigators such as Seiden et al18
and Ghossein et al19 have failed to correlate PSA RT-PCR with
pathologic stage with metastatic cases testing positive in 31% to 35% of
cases. On the other end of the spectrum, Sokoloff et al20 found
88% PSA RT-PCR positivity in metastatic cases, but the 59% positive rate
in organ-confined patients was excessively high. Based on 82 consecutive
radical prostatectomy cases, Ignatoff et al21 concluded that
PSA RT-PCR correlated weakly with serum PSA, Gleason score, and pathologic
stage. However, they found a strong positivity rate in metastatic cases
and a nearly perfect negative correlation in normal controls.
Overall, most studies report a 0% PSA RT-PCR rate
in negative control cases, while the positive rate in the metastatic group
is much higher -- between 31% and 88%.6 Indeed, there is an
increase PSA RT-PCR positivity rate with advancing stage from T1-2 to T3-4
and on up to metastatic disease. However, most reports do not yet recommend
PSA RT-PCR as a practical staging tool.6,21 Olsson et al22
claim that a positive PSA RT-PCR is a significant predictor of recurrence-free
survival time. In their series form Columbia University, 14 (7%) of 190
PSA RT-PCR-negative patients had a serum PSA greater than 0.2 ng/mL within
five years after radical prostatectomy compared with 36 (28%) of 127 PSA
RT-PCR-positive patients. Lastly, it is possible that a combination of
primers may improve the overall staging accuracy of RT-PCR. Preliminary
work from the Cleveland Clinic suggests that combining RT-PCR for PSA and
PSMA may improve the staging accuracy.23
Despite some of these promising reports, PSA RT-PCR
has fallen short of being predictive enough to be used at the bedside.
Several factors have contributed to the inconsistent PSA RT-PCR reports
in peripheral blood. Sample handling and timing of the blood draw is critical.
Ubiquitous nucleases in our environment make mRNA exquisitely susceptible
to degradation such that the starting sample could already be compromised.6
There have been suggestions in the literature that a variety of surgical
procedures ranging from biopsies to radical prostatectomies may lead to
hematogenous dissemination of prostatic cells.6 In an analysis
of the effect of transrectal ultrasound prostate biopsy, we found a 9%
seroconversion rate, ie, 9% of patients who had no detectable PSA-expressing
cells in their peripheral circulation prior to surgery tested RT-PCR positive
postoperatively.24 In a separate study, a significant portion
of patients (25%) seroconverted to a positive RT-PCR at three months after
surgery.6
Another paramount factor is assay technical variability,
eg, primer selection, PCR product detection methods, and cross contamination,
all of which affect sensitivity and specificity. Even in ideal conditions,
if 10 identical PCR reactions are performed in parallel and simultaneously,
there can be a threefold difference in the quantity of PCR end products.
In a comparison of three independent RT-PCR protocols, Slawin and associates25
found a large degree of variation in the delectability of PSA in peripheral
blood of patients with clinically localized disease. Most PCR experts agree
that in a strict sense, PCR reactions cannot be precisely quantitated,
which may be the Achilles heel of this assay.
Technical issues outlined here indicate that an accurate
assessment of the clinical utility of the RT-PCR assay requires strict
quality control standards and specifications at multiple levels ranging
from selection criteria of patients, sample acquisition, storage and processing,
and a detailed analysis of RT-PCR assay conditions. Optimization of all
parameters from specimen collection and handling through the RT-PCR protocol
is currently the focus of several studies. For example, investigators at
Baylor College reported that PSA RT-PCR predicated pathologic stage when
done postoperatively compared with preoperatively.26 Ylikoski
and colleagues27 have recently presented a quantitative PSA
RT-PCR assay that ambitiously aims to target one of the significant weakness
of this system. Our group has participated in a multi-institutional consortium
that aims to address many of these difficult technical issues; slow but
steady progress is being made.28
Isolation, Quantitation, and Characterization of Circulating
Prostate Cancer Cells
Both flow cytometry and now RT-PCR have allowed these
cells to be discovered in the peripheral circulation. Further quantification
and characterization of these cells represent the next challenge in determining
the significance of these circulating cells. Tso et al
16 at
Johns Hopkins University recently isolated and characterized prostate cancer
cells from the peripheral blood of eight men with hormone-refractory metastatic
prostate cancer. Cells were isolated by fractionating the whole blood over
a Percoll gradient, and the isolated cells were identified with PSA immunofluorescent
staining and fluorescent
in situ hybridization. Approximately 1
to 20 prostate cancer cells per 1 mL of blood were identified with positive
PSA cytologic staining and chromosome 7 and 8 aneuploidy, which is common
for prostate cancer cells but rare for lymphocytes. Similarly, Moss et
al
29 reported positive PSA staining cells in fractionated whole
blood from prostate cancer patients, which correlated with positive PSA
RT-PCR results but not with clinical stage.
Using a combination of density gradient and magnetic
cell sorting, Brandt et al30 identified 10 to 100 prostate cancer
cells per 40 mL (both single cells and in clusters) in 10 prostate cancer
patients. Positive isolation and identification were performed with cytokeratin
and PSA antibodies.
Racila et al31 reported on a new immunomagnetic
enrichment system by which epithelial cancer cells can be isolated, identified,
and quantitated in breast cancer and in a limited number of prostate cancer
patients. Unlike magnetic bead technology, these workers used a magnetic
ferrofluid that may be more effective at capturing cells present at low
concentrations. Immunomagnetic separation of epithelial cells from peripheral
blood is remarkably fast and simple to perform. Target epithelial cells
are captured by nanometer-size iron particles (ferrofluid) linked to an
epithelial cell-specific antibody when whole blood is incubated with this
ferrofluid. This mixture is subjected to magnetic separation at room temperature.
The whole epithelial enrichment process takes one hour and requires no
centrifuges or special equipment outside of the proprietary magnet (Immunicon
Corp, Huntingdon Valley, Pa). This assay can detect and enumerate 1 epithelial
cell in 1 mL of whole human blood with flow cytometry performed on the
ferrofluid enriched specimen. Peripheral blood from 30 breast and 3 prostate
cancer patients contained a substantially greater number of circulating
epithelial cells compared with 13 normal controls. These epithelial cells
stained positive with cytokeratin and mucin-1, and their morphology was
consistent malignancy. Preliminary work by these investigators has shown
a correlation between quantity of circulating prostate cancer cells and
disease progression (L. Terstappen, unpublished data, 1998). A newer system
under development will allow these cells to be captured with the ferrofluid
and directly observed under a fluorescent microscope, thus eliminating
the need for a costly flow cytometer.
Conclusions
A growing body of evidence is now validating the existence
and importance of circulating prostate cancer cells. These cells were initially
detected grossly by flow cytometry and now by RT-PCR. Further enhancements
in cell capture may allow quantification and further characterization of
these cells that are attempting to establish a metastatic lesion. It is
clear that even with PSA, Gleason grade, and sophisticated imaging tools,
we are unable to clinically distinguish curable organ-confined prostate
cancer from non-organ-confined incurable disease. Since our initial report
on the use of PSA RT-PCR for detecting circulating prostate cancer cells,
several studies have attempting to use this assay to define pathologic
organ confined from non-organ confined disease. Most studies have indicated
an increasing level of PSA RT-PCR positivity as one advances in stage.
However, reports have been widely disparate, and there is no one clear
explanation for this disparity. Many other solid tumors (breast, melanoma,
colon cancer, and others) are also being studied using RT-PCR technology.
17
Workers in a number of disciplines studying these different solid tumors
may unravel the intricacies of these important new technologies.
Important questions regarding the biology of cells
in the circulatory system will need to be answered. In addition, a quantitative
reproducible assay needs to be developed that can specifically detect those
select prostate cancer cells harboring the machinery that will enable them
to survive the circulation and grow at a distant site. Once these two important
issues are resolved, we may then have a powerful tool to develop and assess
new therapeutic strategies and to enable us to rapidly advance the treatment
of prostate cancer in much the same way human immunodeficiency virus treatment
has been advanced with sophisticated blood tests that measure the viral
load. One day it may be possible to quantify a circulating prostate cancer
cell load. This determination will allow therapeutic decisions long before
the PSA shows its characteristic and ominous elevation in patients long
before metastasis become evident.
Dr Gomella and Dr Moreno have joint patent rights with Thomas Jefferson
University to some RT-PCR technology.
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From the Department of Urology, Kimmel Cancer Center,
Thomas Jefferson University, Philadelphia, Pa.
Address reprint requests to Leonard Gomella, MD, at
the Department of Urology, Kimmel Cancer Center, Thomas Jefferson University,
1025 Walnut St, Philadelphia, PA 19107.
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Integrated Mathematical Oncology